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Regulatory Compliance Fundamentals

by M.L. Humphrey
Regulatory Compliance Fundamentals - Thryft
Regulatory Compliance Fundamentals - Thryft

Navigating compliance with experienced regulator insights.

If you're in regulatory compliance, this book could be like a wise mentor guiding you through the maze of complex rules. M.L. Humphrey distills twenty years of regulatory experience into fundamental principles that are easy to grasp, making this read a valuable asset whether you're just starting out or looking to strengthen your compliance strategies. With insights that can only come from years in the field, this manual simplifies what can often seem like an overwhelming world of regulations.

Note: While we do our best to ensure the accuracy of cover images, ISBNs may at times be reused for different editions of the same title which may hence appear as a different cover.

Regulatory Compliance Fundamentals

by M.L. Humphrey
Condition guide

Book Condition Guide

Books in Like New Condition

This book may contain very minor cosmetic defects, but it is in pristine condition. There should be no yellowing, no foxing, no water damage, and no annotations of any kind on the cover and the pages. For paperbacks, there should not be any crease marks on the spine. This book is good as new — lucky you!

*Books may be missing bundle media (e.g. CD, e-book code), if included.

Books in Very Good Condition

This book has been used, but it is still in a clean condition. There should be no foxing or annotations of any kind on the inner pages, but a sparse amount may be present on the cover, title pages, or outside edges of the book. There should be no water damage of any kind. For paperbacks, there may be light crease marks on the spine.

*Books may be missing bundle media (e.g. CD, e-book code), if included.

Books in Good Condition

We do our best to ensure the quality of our books, but there is no escaping the wear and tear that comes with time. Slight foxing and some annotations may be present on the pages and the cover. There should be no water damage of any kind. For paperbacks, there may be several crease marks on the spine.

*Books may be missing bundle media (e.g. CD, e-book code), if included.

Books in Well Read Condition

This is a well-read book, which means that the previous owner probably really enjoyed it! The cover and pages may include moderate foxing and annotations, but the text is not obscured and still readable. Moderate cosmetic defects and minor water damage may be present on the edges of the book. For paperbacks, there may be multiple crease marks on the spine.

*Books may be missing bundle media (e.g. CD, e-book code), if included.

 

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ISBN: 9781950902224
Authors: M.L. Humphrey
Publisher: M.L. Humphrey
Date of Publication: 2020-01-02
Format: Paperback
Related Collections: Business, Economics, Personal Development
Related Topics: Finance, Management, Finance, Society, Business, Personal Development
Goodreads rating: 3.57
(rated by 7 readers)

Description

We live in a regulated world. And for someone whose role is in regulatory compliance or regulatory enforcement knowledge is often gained on an ad hoc basis through trial and error, via on the job training, or through conversations with others in a similar role. In Regulatory Compliance Fundamentals M.L. Humphrey has taken twenty years of experience as a regulator and a consultant in the financial services industry and boiled it down to the basic fundamental principles every individual in regulatory compliance should know and presented that information in a straight-forward, easy to understand manner. If your role is in regulatory compliance, no matter how long you've been at this, this book is for you.
 

Navigating compliance with experienced regulator insights.

If you're in regulatory compliance, this book could be like a wise mentor guiding you through the maze of complex rules. M.L. Humphrey distills twenty years of regulatory experience into fundamental principles that are easy to grasp, making this read a valuable asset whether you're just starting out or looking to strengthen your compliance strategies. With insights that can only come from years in the field, this manual simplifies what can often seem like an overwhelming world of regulations.

Note: While we do our best to ensure the accuracy of cover images, ISBNs may at times be reused for different editions of the same title which may hence appear as a different cover.